Audit of the Hampshire County Sheriff’s Office - A Review of Healthcare and Inmate Deaths(November 16, 2023)
November 16, 2023 · Hampshire County Sheriff’s Office · Read the full official report on mass.gov ↗
source
“HSO did not retain sufficient documentation confirming that its inmates received initial medical screenings.”
Read the plain-English breakdown
This is a State Auditor performance audit of the Hampshire County Sheriff’s Office covering inmate healthcare and deaths from July 1, 2019 through June 30, 2021.
“In accordance with Section 12 of Chapter 11 of the Massachusetts General Laws, the Office of the State Auditor has conducted a performance audit of the Hampshire County Sheriff’s Office (HSO) for the period July 1, 2019 through June 30, 2021.”
Auditors checked whether the sheriff’s office followed rules for inmate deaths, healthcare oversight meetings, intake health screenings, sick-call care, and medical recordkeeping.
“The purpose of this audit was to determine the following:”
If intake screenings are not documented, the public cannot be sure that medical problems were caught and treated when people entered custody.
“This then leads to a higher-than-acceptable risk that inmates’ medical issues are not identified and treated, ultimately affecting the health and safety of all HSO inmates.”
For residents, this is about whether a public jail is keeping people in custody safe, humane, and medically monitored using taxpayer-funded services.
“We strive to operate a clean, safe, and humane facility, manageable in size with an appropriate range of services, which recognizes the individual needs of each offender.”
The audit found one main problem: HSO needed better controls to keep proof that required intake medical screenings were completed.
“HSO does not have monitoring controls to ensure that it retains sufficient documentation confirming that initial medical screenings are completed upon an inmate’s admission to HJHC.”
The auditor recommended that HSO create monitoring controls, and HSO said it had already started using a quality-improvement process for screenings and documentation.
“HSO should establish monitoring controls to ensure that it retains sufficient documentation confirming that initial medical screenings were completed upon inmates’ admission to HJHC.”
This was not a finding that healthcare was broadly failing; auditors said HSO met the other tested requirements, including death procedures, quarterly healthcare meetings, sick-call care, and medical-care documentation.
“Below is a list of our audit objectives, indicating each question we intended our audit to answer; the conclusion we reached regarding each objective; and, if applicable, where each objective is discussed in the audit findings.”
“Health authority” means the person or organization responsible for inmate healthcare oversight; “initial medical screening” means the first health check when someone enters the jail.
“The health authority may be a physician, health administrator, or health agency whose responsibility is pursuant to a written agreement, contract, or job description.”
What the Auditor checked
- Complied Did HSO comply with and implement the requirements of Section 932.17(2) of Title 103 of the Code of Massachusetts Regulations (CMR) and HSO’s Policy 4.4.15 (Notification of Death of Employee or Inmate) regarding the deaths of inmates in its custody?
- Complied Did HSO hold quarterly meetings with the health authority and review quarterly reports regarding healthcare services for inmates in accordance with 103 CMR 932.01(3)?
- Did not comply Did HSO provide its inmates with initial medical screenings upon admission and a health assessment within seven days after admission, in accordance with 103 CMR 932.06 and 932.07?
- Complied Did inmates at HSO receive medical care after submission of a sick call request form in accordance with HSO’s Policy 4.3.2 (Medical Requests/Sick Call), and did HSO document the medical care its inmates received in accordance with 103 CMR 932.18(2)(h) and (k)?
What the Auditor found
Why it matters: Without retained screening forms, there is no evidence that screenings were completed and approved, increasing the risk that inmates’ medical issues are not identified and treated.
Standard: Section 932.06 of Title 103 of the Code of Massachusetts Regulations requires admission medical screenings to be performed and recorded on a printed form approved by the health authority. ( Section 932.06 of Title 103 of the Code of Massachusetts Regulations; 103 CMR 932.06 )
1 recommendation
- HSO should establish monitoring controls to ensure that it retains sufficient documentation confirming that initial medical screenings were completed upon inmates’ admission to HJHC.agency: already implemented
Agency response & Auditor reply
Agency: "We have addressed this issue, effective January 1, 2022, with the current Director of our Health Services Department implementing a CQI (Continuous Quality Insurance) order to assure that initial medical screenings are performed and documented."
Auditor: "Based on its response, HSO has taken measures to address our concerns on this matter."